$3M of investor funds allegedly used on real estate, a personal chef, Chevrolet Corvette & more SALT LAKE CITY, Utah …
NEWS RELEASE: Utah County Man Sentenced to 24 Months in Prison After Running a $1.6M Affinity Fraud Scheme
SALT LAKE CITY, Utah – Jacob Welch Dalton, 28, of Saratoga Springs, Utah, was sentenced to two years’ imprisonment, three …
NEWS RELEASE: Alpha Influence Ringleader Admits to Defrauding Investors of Over $20M
Alpha investment scheme defrauded more than 500 victims in Utah and elsewhere SALT LAKE CITY, Utah – A Utah businessman …
Utah Division of Securities Joins $17 Million Multi-State Enforcement Settlement with Edward Jones
The Utah Department of Commerce’s Division of Securities, Multi-State Working Group Finds Supervisory Failures With Respect to Class A Mutual …
NEWS RELEASE: Utah Sales Agent Admits to Defrauding Clients of More than $4.9M
Defendant scammed approximately 130 investors in Utah SALT LAKE CITY, Utah – A Utah County man pleaded guilty to securities …
NEWS RELEASE: Smartphone Fraudster Sentenced to 29 Months’ Imprisonment After Cheating Investors Out of $10M
Salt Lake City, Utah – A Utah businessman was sentenced in federal court today for the second time this year …
NEWS RELEASE: Park City Businessman Sentenced to 12 Months’ Imprisonment for $1.7M Wire Fraud Scheme
Defendant spent funds on his personal mortgage, vacations, swingers clubs, luxury items and more Salt Lake City, Utah – Timothy …
Consumer Advisory: Closure of the Securities and Exchange Commission Regional Office in Salt Lake City
In light of the closure of the Securities and Exchange Commission regional office in Salt Lake City, many questions have …
The Division of Securities: Objectives and Limitations
Have you wondered what the Division of Securities can do for you? A bit of historical perspective might provide a …