The Utah Department of Commerce’s Division of Securities, Multi-State Working Group Finds Supervisory Failures With Respect to Class A Mutual …
NEWS RELEASE: Utah Sales Agent Admits to Defrauding Clients of More than $4.9M
Defendant scammed approximately 130 investors in Utah SALT LAKE CITY, Utah – A Utah County man pleaded guilty to securities …
NEWS RELEASE: Smartphone Fraudster Sentenced to 29 Months’ Imprisonment After Cheating Investors Out of $10M
Salt Lake City, Utah – A Utah businessman was sentenced in federal court today for the second time this year …
NEWS RELEASE: Park City Businessman Sentenced to 12 Months’ Imprisonment for $1.7M Wire Fraud Scheme
Defendant spent funds on his personal mortgage, vacations, swingers clubs, luxury items and more Salt Lake City, Utah – Timothy …
Consumer Advisory: Closure of the Securities and Exchange Commission Regional Office in Salt Lake City
In light of the closure of the Securities and Exchange Commission regional office in Salt Lake City, many questions have …
Top Questions and Answers from the Division of Securities
The Division of Securities gets varying questions but the majority fall into one of two categories. Those categories are with …
Utah Business Owner Sentenced in $200 Million Ponzi Scheme
SALT LAKE CITY, Utah (Mar 8, 2022) – Utah business owner Gaylen Rust will serve 19 years in federal prison …
Black History Month 2022
February is Black History Month and we at the Utah Department of Commerce would like to highlight one trail blazer …
The Division of Securities: Objectives and Limitations
Have you wondered what the Division of Securities can do for you? A bit of historical perspective might provide a …
- Page 1 of 2
- 1
- 2